Disclosure of Complaints by Investment Advisers

(As required under SEBI Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686, Dated: 13th Dec 2021)

Complaints data for Caspian Impact Investment Adviser Private Limited for the month ended: 30^thSeptember 2025.

1. Investor complaints data for the month ended September 30, 2025

S. N o	Investor Complain ts received from	Pendin g at the end of last month	Receive d During this Month	Resolve d During this Month	Total Pendin g at the end of the Month	Pending complain ts > 3 months	Average Resolutio n time (in days)
1	Directly from Investors	Nil	Nil	Not applicable	Nil	Nil	Not applicable
2	SEBI (SCORES )	Nil	Nil	Not applicable	Nil	Nil	Not applicable
3	Other Sources (if any)	Nil	Nil	Not applicabl e	Nil	Nil	Not applicable
	Total	Nil	Nil	Not applicab le	Nil	Nil	Not applicabl e

2. Trend of Monthly Disposal of Complaints

S. No	FY	Carried forward from previous month	Received	Resolved	Pending
1.	January 2025	Nil	Nil	Not Applicable	Nil
2.	February 2025	Nil	Nil	Not Applicable	Nil
3.	March 2025	Nil	Nil	Not Applicable	Nil
4.	April 2025	Nil	Nil	Not Applicable	Nil
5.	May 2025	Nil	Nil	Not Applicable	Nil
6.	June 2025	Nil	Nil	Not Applicable	Nil
7.	July 2025	Nil	Nil	Not Applicable	Nil

3. Trend of annual disposal of complaints (FY)

S. No	FY	Carried forward from previous year	Received	Resolved	Pending
1	2019-20	Nil	Nil	Not applicable	Nil
2	2020-21	Nil	Nil	Not applicable	Nil
3	2021-22	Nil	Nil	Not applicable	Nil
4	2022-23	Nil	Nil	Not applicable	Nil
5	2023-24	Nil	Nil	Not applicable	Nil
6	2024-25	Nil	Nil	Not applicable	Nil
	Total	Nil	Nil	Not applicable	Nil